LOADING

Type to search

SEC Category Page

SEC

SEC Proposes Transparency And Financial Accountability Amendments To The CAT NMS Plan
Regulation, Archive, FixGT, Americas, Articles
SEC Proposes Transparency And Financial Accountability Amendments To The CAT NMS Plan
John D'Atona September 16, 2019
chat_bubble0 Comment visibility1592 Views
SEC Delays Rule 606, Again
Regulation, Sell-side, Archive, FixGT, Americas, Articles
SEC Delays Rule 606, Again
Markets Media September 10, 2019
chat_bubble0 Comment visibility647 Views
The US’s MiFID II Dilemma
Americas, Articles, Buy-side, EMEA, FixGT
The US’s MiFID II Dilemma
Erica Martin September 2, 2019
chat_bubble0 Comment visibility2650 Views
OPINION: Whither Crypto Brokers?
Americas, Articles, Regulation, Trading technology, FixGT
OPINION: Whither Crypto Brokers?
Erica Martin September 2, 2019
chat_bubble0 Comment visibility512 Views
SEC Mulls Additional Digital Exchange Requirements
FixGT, Articles, Exchange, Regulator, Trading technology
SEC Mulls Additional Digital Exchange Requirements
Giulia Baldini June 18, 2019
chat_bubble0 Comment visibility436 Views
CAT Faces More Delays
FixGT, Americas, Articles, Regulation, Archive
CAT Faces More Delays
GlobalTrading February 19, 2019
chat_bubble0 Comment visibility407 Views
Outsourcing Can Help ATSs Jump Regulatory Reporting Hurdles
Americas, Articles, Exchange, Q4 2018, Regulation, FixGT, Trading technology
Outsourcing Can Help ATSs Jump Regulatory Reporting Hurdles
paul_roland November 20, 2018
chat_bubble0 Comment visibility3117 Views
IEX Prepares To Launch Listings Venue
Americas, Articles, Equities, Exchange, Archive, FixGT
IEX Prepares To Launch Listings Venue
sara_furber November 14, 2017
chat_bubble0 Comment visibility3574 Views
Driving The Debate
Archive, FixGT, Articles
Driving The Debate
dave_lauer June 19, 2015
chat_bubble0 Comment visibility581 Views
Top 10 Takeaways From the FIX Regulatory Briefing
Articles, Archive, FixGT
Top 10 Takeaways From the FIX Regulatory Briefing
GlobalTrading December 9, 2013
chat_bubble0 Comment visibility447 Views
Completing the Circuit: Canadian Regulation
Archive, FixGT, Articles
Completing the Circuit: Canadian Regulation
GlobalTrading February 27, 2012
chat_bubble0 Comment visibility1680 Views
Making Sense of MiFID
Articles, Archive, FixGT
Making Sense of MiFID
GlobalTrading February 27, 2012
chat_bubble0 Comment visibility890 Views
PODCAST
NEWSLETTER SIGN UP

Get GlobalTrading news weekly, by the buy side, for the buy side.