Tag: SEC

Symbol, Symbol, On the Wall…
GlobalTrading February 27, 2012
Rules of the Road : New Regulations for Canada
thomas_kalafatis December 15, 2011
Growth Segment: Minority Broker Dealers
Yulia Kuksina June 15, 2011
Can I See Some ID? The Global Legal Entity Identifier System Reduces Risk
Yulia Kuksina June 15, 2011
European Consolidated Tape: the Tipping Point for Real Collaboration?
Yulia Kuksina March 15, 2011
What’s an Exchange to Do? The Role of the Exchange in Evaluating Algorithms
Yulia Kuksina March 15, 2011
Expanding CSA Market Goes Global
george_kledaras December 15, 2010
The Impact of The DODD-FRANK Reform and Consumer Protection Act on Non-U.S. Managers
anne-marie_godfrey September 15, 2010
FIF/FPL Regulatory Reporting Working Group: Gaining Traction
arsalan_shahid September 15, 2010
SEC Large Trader Identification Proposal
kevin_tyrrell June 15, 2010
Land of Sponsored Access
sang_lee March 15, 2010
Summing up the year – FPL Americas Conference
sara_brady December 15, 2009