Tag: SEC

SEC Proposes Transparency And Financial Accountability Amendments To The CAT NMS Plan
John D'Atona September 16, 2019
SEC Delays Rule 606, Again
Markets Media September 10, 2019
The US’s MiFID II Dilemma
Erica Martin September 2, 2019
OPINION: Whither Crypto Brokers?
Erica Martin September 2, 2019
SEC Mulls Additional Digital Exchange Requirements
Giulia Baldini June 18, 2019
CAT Faces More Delays
GlobalTrading February 19, 2019
Outsourcing Can Help ATSs Jump Regulatory Reporting Hurdles
paul_roland November 20, 2018
IEX Prepares To Launch Listings Venue
sara_furber November 14, 2017
Driving The Debate
dave_lauer June 19, 2015
Top 10 Takeaways From the FIX Regulatory Briefing
GlobalTrading December 9, 2013
Completing the Circuit: Canadian Regulation
GlobalTrading February 27, 2012
Making Sense of MiFID
GlobalTrading February 27, 2012