Tag: FINRA

OPINION: Whither Crypto Brokers?
Erica Martin September 2, 2019
CAT Faces More Delays
GlobalTrading February 19, 2019
Outsourcing Can Help ATSs Jump Regulatory Reporting Hurdles
paul_roland November 20, 2018
Completing the Circuit: Canadian Regulation
GlobalTrading February 27, 2012
Symbol, Symbol, On the Wall…
GlobalTrading February 27, 2012
What’s an Exchange to Do? The Role of the Exchange in Evaluating Algorithms
Yulia Kuksina March 15, 2011
FIF/FPL Regulatory Reporting Working Group: Gaining Traction
arsalan_shahid September 15, 2010
Finding solutions – Now in its 5th year, the FPL conference in Canada tackles the tough issues
Yulia Kuksina March 15, 2009